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DG

Donald W. Gregg

AMERICAN FINANCIAL SERVICES GROUP
Rocklin, CA
Some features on this profile are disabled
CRD#: 4762264
DG

Professional summary

Donald Wayne Gregg is a registered financial advisor currently at AMERICAN FINANCIAL SERVICES GROUP, INC. located in Rocklin, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Donald has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. US FINANCIAL SERVICES INC., BROKER OFFICER, MORTGAGE LOANS. SUPERVISE NON-INVESTMENT EMPLOYEES. 2. GREGG & ASSOCIATES, BROKER/OWNER. REAL ESTATE SALES/INSURANCE SALES, LIFE, ANNUITIES, LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Wayne Gregg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2006 - Present

AMERICAN FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 138236
Rocklin, CA
Past

June 24, 2004 - November 16, 2005

AMERICAN MONEY MANAGEMENT GROUP

RIA
CRD#: 116490
ROCKLIN, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/2/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/11/2003
Uniform Investment Adviser Law Examination

Current Firm

AF
AMERICAN FINANCIAL SERVICES GROUP, INC.
AMERICAN FINANCIAL SERVICES GROUP, INC. | NONE | DONALD W GREGG INSURANCE SERVICES

CRD#: 138236 / SEC#:

California
Registered Investment Advisory firm - (3/2/2006 Approved)
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Contact information

Main Address
Rocklin, CA
Mailing Address
Phone number
(916) 315-0726
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts15
AUM (Assets Under Management)$ 2,304,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN FINANCIAL SERVICES GROUP, INC.

CRD#: 138236Rocklin, CA

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