Maura K. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maura Kathryn Collins was a registered financial professional .
Maura is a previously registered financial professional and started their career in finance in 2004. Maura had worked at 7 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2012 - January 7, 2013
SL DISTRIBUTORS, INC.
December 1, 2010 - September 13, 2017
CURIAN CLEARING, LLC
December 1, 2010 - December 31, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 10, 2004 - September 10, 2018
SII INVESTMENTS, INC.
March 10, 2004 - September 10, 2018
INVESTMENT CENTERS OF AMERICA, INC.
March 10, 2004 - September 10, 2018
INVEST FINANCIAL CORPORATION
March 3, 2004 - September 10, 2018
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SL DISTRIBUTORS, INC.
CRD#: 127977 / SEC#: , 8-66073
Contact information
Documents
Direct owners and executive officers
Red Flags
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