Dina Mcafee
Professional summary
Dina Mcafee, CFP®, who also goes by Dina Marie Mcafee, Dina Marie Ruffo, Dina Ruffo, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Dina is registered as a RR (Registered Representative) and started their career in finance in 2004. Dina has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dina Mcafee's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
August 23, 2023 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 390 Madison Ave, New York, NY 10017-2513July 26, 2021 - August 1, 2023
J.P. MORGAN SECURITIES LLC
July 26, 2021 - August 1, 2023
J.P. MORGAN SECURITIES LLC
March 5, 2019 - June 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 8, 2019 - June 4, 2021
FIDELITY BROKERAGE SERVICES LLC
October 7, 2014 - June 8, 2018
PERSHING LLC
March 30, 2012 - June 8, 2018
BNY MELLON CAPITAL MARKETS, LLC
June 6, 2006 - April 3, 2012
PERSHING LLC
May 3, 2005 - May 23, 2006
MAXIM GROUP LLC
September 3, 2004 - April 25, 2005
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/14/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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