Nathaniel T. Soulis

KORNITZER CAPITAL MANAGEMENT

Shawnee Mission, KS 66205-3084

Some features on this profile are disabled

CRD#: 4761561

Professional summary

Nathaniel Timothy Soulis, who also goes by Nathan Timothy Soulis, is a registered financial advisor currently at KORNITZER CAPITAL MANAGEMENT, INC. located in Shawnee Mission, Kansas.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nathaniel has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Timothy Soulis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Timothy Soulis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2021 - Present

KORNITZER CAPITAL MANAGEMENT, INC.

Office #1: 5420 West 61st Place, Shawnee Mission, KS 66205-3084

RIA

CRD#: 111087

Shawnee Mission, KS

Past

August 30, 2004 - February 29, 2012

COUNTRY CLUB FINANCIAL SERVICES, LLC

RIA

CRD#: 29807

RAYMORE, MO

Past

March 3, 2004 - February 29, 2012

COUNTRY CLUB FINANCIAL SERVICES, LLC

CRD#: 29807

RAYMORE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KORNITZER CAPITAL MANAGEMENT, INC.

KORNITZER CAPITAL MANAGEMENT INC | KORNITZER CAPITAL MANAGEMENT, INC.

CRD#: 111087 / SEC#: 801-34933

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/2004

General Securities Representative Examination

Current Firm

KORNITZER CAPITAL MANAGEMENT, INC.

KORNITZER CAPITAL MANAGEMENT INC | KORNITZER CAPITAL MANAGEMENT, INC.

CRD#: 111087 / SEC#: 801-34933

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5420 West 61st Place, Mission, KS 66205-3084

Mailing Address

P.o. Box 918, Shawnee Mission, KS 66201-0918

Phone number

(913) 677-7778

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE DISCLOSURE (6/26/2025)

Regulatory assets under management

Total Number of Accounts	5,127
AUM (Assets Under Management)	$ 6,752,273,410

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
11/19/2024	Cover Page	Report
09/25/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Pietro Lombardi

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Zachary Melloh

LJI WEALTH MANAGEMENT, LLC

IAR

Indianapolis, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathaniel T. Soulis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Timothy Soulis's CRS (Customer Relationship Summary).

Certified licenses

Experience

KORNITZER CAPITAL MANAGEMENT, INC.

COUNTRY CLUB FINANCIAL SERVICES, LLC

COUNTRY CLUB FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KORNITZER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2004

Series 7

Date: 3/2/2004

Current Firm

KORNITZER CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KORNITZER CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors