Adam D. Mc Neill

MCNEILL CAPITAL

SARATOGA SPRINGS, NY 12866

Some features on this profile are disabled

CRD#: 4761522

Professional summary

Adam David Mc Neill, who also goes by Adam D Mcneill, Adam David Mcneill, is a registered financial advisor currently at MCNEILL CAPITAL, LLC located in Saratoga Springs, New York.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam D Mcneill | Adam David Mcneill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam David Mc Neill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2021 - Present

MCNEILL CAPITAL, LLC

Office #1: 125 High Rock Avenue Suite 202, Saratoga Springs, NY 12866

RIA

CRD#: 154517

SARATOGA SPRINGS, NY

Past

April 24, 2006 - July 29, 2010

EQUITY SERVICES, INC.

CRD#: 265

CLIFTON PARK, NY

Past

May 21, 2004 - March 29, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 21, 2004 - March 29, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCNEILL CAPITAL, LLC

MCNEILL CAPITAL, LLC | TRUE LIVING FINANCIAL | THE MCNEILL GROUP, LLC | THE MCNEILL FINANCIAL GROUP, LLC

CRD#: 154517 / SEC#: 801-129522

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

New York

Registered Investment Advisory firm - (2/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2004

General Securities Representative Examination

Current Firm

MCNEILL CAPITAL, LLC

MCNEILL CAPITAL, LLC | TRUE LIVING FINANCIAL | THE MCNEILL GROUP, LLC | THE MCNEILL FINANCIAL GROUP, LLC

CRD#: 154517 / SEC#: 801-129522

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

New York

Registered Investment Advisory firm - (2/16/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 High Rock Avenue Suite 202, Saratoga Springs, NY 12866

Mailing Address

125 High Rock Avenue Suite 202, Saratoga Springs, NY 12866

Phone number

(518) 364-7899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 36,609,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan John Pegas

SANTANDER SECURITIES LLC

BOSTON, MA

Jared Adams

SMITH, BROWN & GROOVER, INC.

MACON, GA

Scott Bellicini

JANNEY MONTGOMERY SCOTT LLC

PHILADELPHIA, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam D. Mc Neill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam David Mc Neill's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCNEILL CAPITAL, LLC

EQUITY SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MCNEILL CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2004

Series 7

Date: 5/20/2004

Current Firm

MCNEILL CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCNEILL CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors