Jed G. Wortman
Professional summary
Jed G Wortman, who also goes by Jed Gareth Wortman, is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.
Jed is registered as a RR (Registered Representative) and started their career in finance in 2004. Jed has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jed G Wortman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2021 - Present
DAVIS DISTRIBUTORS, LLC
Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706March 23, 2021 - April 8, 2021
AIO FINANCIAL, LLC
November 5, 2019 - February 8, 2021
DAVIS DISTRIBUTORS, LLC
February 28, 2018 - July 5, 2019
TD AMERITRADE, INC.
February 26, 2018 - July 5, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - July 5, 2019
TD AMERITRADE, INC.
March 23, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
June 19, 2007 - February 26, 2018
SCOTTRADE, INC.
February 26, 2007 - June 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2006 - June 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2004 - May 9, 2005
DAVIS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2021)
Exams
FINRA
Current Firm
DAVIS DISTRIBUTORS, LLC
CRD#: 7975 / SEC#: , 8-39258
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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