Charles K. Copas
Professional summary
Charles Kirby Copas, who also goes by Kirby Copas, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Bowling Green, Kentucky.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2004. Charles has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Kirby Copas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1520 Westpark Dr, Bowling Green, KY 42104-4793June 17, 2015 - July 26, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 30, 2009 - July 13, 2015
RIDGEWAY & CONGER, INC.
September 22, 2005 - November 30, 2009
LIFEMARK SECURITIES CORP.
February 13, 2004 - September 19, 2005
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2023)
(11/21/2023)
(9/7/2018)
(7/20/2017)
(1/18/2018)
(6/8/2020)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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