Michael S. Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stephen Maguire was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2018 - January 31, 2019
ELITE BROKERS, LLC
April 27, 2012 - April 2, 2018
AILERON CAPITAL MANAGEMENT, LLC
April 24, 2009 - May 9, 2011
LCG CAPITAL ADVISORS, LLC
April 10, 2008 - October 10, 2008
HYDE PARK CAPITAL ADVISORS, LLC
December 19, 2005 - February 14, 2008
CITIGROUP GLOBAL MARKETS INC.
October 5, 2004 - January 18, 2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ELITE BROKERS, LLC
CRD#: 284050 / SEC#: , 8-69784
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
