AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LW

Lauryn Aisha Williams

LPL ENTERPRISE
TROY, MI
·CRD# 4759591·16 years experience

Professional Summary

Lauryn Aisha Williams is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Troy, Michigan. Lauryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lauryn has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
View profile
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Years of Experience

16 years in the financial services industry

Current & Past Employments

LPL ENTERPRISE, LLC·CRD# 8733
RIA
BD
101 W Big Beaver Road Suite 705, Troy, MI 48084
November 14, 2024 - Present
LPL ENTERPRISE, LLC·CRD# 8733
RIA
BD
101 W Big Beaver Road Suite 705, Troy, MI 48084
November 14, 2024 - Present
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Troy, MI
June 20, 2018 - November 14, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Troy, MI
June 13, 2018 - November 14, 2024
WADDELL & REED·CRD# 866
RIA
Birmingham, MI
June 18, 2013 - June 13, 2018
WADDELL & REED·CRD# 866
BD
Birmingham, MI
May 10, 2013 - June 13, 2018
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Southfield, MI
August 24, 2010 - May 10, 2013

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Current Firm

LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone Number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

5,215

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

A58 LPLE (10/8/2026)

Direct owners and executive officers

NamePositionCRD#
LPL HOLDINGS, INC.MANAGING MEMBER—
EVANGELIOU, KIRIAKOS ANDREASSVP, CHIEF COMPLIANCE OFFICER2496177
HORAN-ADAMS, KIRBY LEPAKCHIEF EXECUTIVE OFFICER. PRESIDENT5097259
MALFITANO, STEVEN THOMASPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP3178848
MORNINGSTAR, MATTHEW EDWINCHIEF LEGAL OFFICER2510742

Regulatory Assets Under Management

Total Number of Accounts

139,192

AUM (Assets Under Management)

$24,939,385,373

Disclosures

Regulatory Event

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2026Cover PageReport
06/25/2025Cover PageReport

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/14/2024 -Dynamic HQI- Outside/W-2 Employment- Dynamic HQI is developing decision making software that supports family offices, closely held business interests and newly acquired start-up companies. My Role is to support the business by building out investment information tables within its existing software deployment, using SQL, python and C++. The desired out come of the software package is to assist the small business owners to make better financial, tax and operations choices within their enterprise.- INV Related- At Troy, MI- Start date 11/01/2024- 40 HRS MTH- 2 HRS During Trading 2) 10/03/2024- Cyber Alliance- Other- Cyber Alliance has international Clients. I provided interpretation services for financial statements in Spanish and French- Not INV Related- At Troy, MI- Start date 10/01/2023- 1 HRS MTH- 0 HRS During Trading 3) 10/03/2024- NBMBAA Detroit CHapter- Non-Profit Board Member- I am one of 5 elected officers of this organization and the President of the Board. there are a total of 14 Board Seats- Not INV Related- At Troy, MI- Start date 01/01/2021- 60 HRS MTH- 4 HRS During Trading 4) 11/14/2024- Mondo Aska Investments/Mariposa Development- Business Owner- Mondo Aska Investments/ Mariposa Development buys and renovates fix and flip homes in Detroit, the largest current project is affordable housing multi-family in the city of Detroit. My role is Ad-Hoc Financial Statement Analysis, Relationship leveraging with City Permit office and zoning committee and Project budget development.- INV Related- At Troy, MI- Start date 11/01/2025- 6 HRS MTH- 0 HRS During trading 5) 03/31/2025-Yellow Breast Aviation-Outside/W-2 Employment-COO-Not Inv Related-At Christianstead, St Croix, VI-Start date 03/19/2025-40hrs/mth-16hrs/mth during trading.

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/14/2024)
RR
Florida
(1/8/2025)
RR
Georgia
(5/9/2026)
RR
Illinois
(11/14/2024)
RR
Michigan
(11/14/2024)
IAR
Michigan
(2/12/2026)
RR
New Jersey
(8/15/2025)
RR
Pennsylvania
(11/14/2024)
RR
South Carolina
(4/3/2025)
RR
Texas
(11/14/2024)
IAR
Texas
(11/14/2024)
RR
Vermont
(11/14/2024)
RR
Wisconsin
(1/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2010About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Lauryn Aisha Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Lauryn Aisha Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Jeffrey S. Perry
Jeffrey S. Perry

STRATEGIC ADVISERS LLC

WEST BLOOMFIELD, MI · CRD#
Lyndon L Davis
Lyndon L Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

Farmington Hills, MI · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
JL
John Leonard Lappin

PFS INVESTMENTS INC.

TROY, MI · CRD#
LW
Follow Lauryn
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required