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JM

John F. Mcmahon

WESTPAC CAPITAL MARKETS
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4759502
JM

Professional summary

John F Mcmahon is a registered financial professional currently at WESTPAC CAPITAL MARKETS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John F Mcmahon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

WESTPAC CAPITAL MARKETS LLC

Office #1: 390 Park Avenue 14th Floor, New York, NY 10022
BD
CRD#: 164763
NEW YORK, NY
Past

December 12, 2013 - January 8, 2024

ABN AMRO SECURITIES (USA) LLC

BD
CRD#: 151796
NEW YORK, NY
Past

April 1, 2011 - May 15, 2012

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

November 8, 2010 - March 31, 2011

TICONDEROGA SECURITIES LLC

BD
CRD#: 7671
NEW YORK, NY
Past

August 10, 2007 - August 20, 2010

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

November 17, 2006 - August 10, 2007

COLLINS STEWART INC.

BD
CRD#: 47414
NEW YORK, NY
Past

April 25, 2005 - December 5, 2006

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

September 22, 2004 - April 19, 2005

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/4/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/21/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WESTPAC CAPITAL MARKETS LLC
WESTPAC CAPITAL MARKETS LLC

CRD#: 164763 / SEC#: , 8-69113

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
390 Park Avenue 14th Floor, New York, NY 10022
Mailing Address
390 Park Avenue 14th Floor, New York, NY 10022
Phone number
(212) 551-1800
Established
Delaware since 06/07/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WESTPAC CAPITAL MARKETS HOLDING CORPORATIONMEMBER
BROWN, STUART JOHNBOARD MEMBER7382811
GLYNN, MICHAEL GERARDCHIEF FINANCIAL OFFICER3219445
GORMAN, DENNISELECTED MEMBER6089133
LOGAN-POWELL, JACQUELINE KATEELECTED MEMBER7847135
MASOR, JEFFREY LAWRENCEAML OFFICER6500490
PORTES, SUSAN LIFSEYCHIEF COMPLIANCE OFFICER1925615
VAN DER GRIEND, MARKCEO, ELECTED MEMBER2319152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPAC CAPITAL MARKETS LLC

CRD#: 164763New York, NY 10022

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