Jerod C. Fenton

RED SEVEN

ESCONDIDO, CA 92025

Some features on this profile are disabled

CRD#: 4758999

Professional summary

Jerod Clayton Fenton, AIF®, CFP® is a registered financial advisor currently at RED SEVEN located in Escondido, California.

Jerod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jerod has worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. FENTON IS INDEPENDENTLY LICENSED TO SELL INSURANCE AND ANNUITY PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. WHEN ACTING IN THIS CAPACITY, HE MAY RECEIVE COMMISSIONS FOR SELLING INSURANCE AND ANNUITY PRODUCTS. CLIENTS MAY CHOOSE ANY INDEPENDENT INSURANCE AGENT AND INSURANCE COMPANY TO PURCHASE INSURANCE PRODUCTS AND ARE NOT OBLIGATED TO PURCHASE INSURANCE PRODUCTS THROUGH MR. FENTON. REGARDLESS OF THE INSURANCE AGENT SELECTED, THE INSURANCE AGENT OR AGENCY MAY RECEIVE NORMAL COMMISSIONS FROM THE SALE. THE RECEIPT OF COMPENSATION AND OTHER POTENTIAL INCENTIVE BENEFITS CREATES AN INCENTIVE TO RECOMMEND PRODUCTS TO CLIENTS. AT THE TIME OF ANY RECOMMENDATIONS, MR. FENTON WILL DISCUSS THE PRODUCTS, THE CLIENT'S NEEDS AND ANY COMPENSATION ARRANGEMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerod Clayton Fenton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 15, 2013 - Present

RED SEVEN

Office #1: 960 Canterbury Place Suite 210, Escondido, CA 92025

RIA

CRD#: 168542

ESCONDIDO, CA

Past

July 25, 2012 - December 31, 2014

TOTAL WEALTH MANAGEMENT INC.

RIA

CRD#: 140503

ESCONDIDO, CA

Past

June 20, 2011 - June 15, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ESCONDIDO, CA

Past

June 20, 2011 - June 15, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ESCONDIDO, CA

Past

July 23, 2007 - August 22, 2011

STRONGTOWER FINANCIAL, INC.

RIA

CRD#: 35504

ESCONDIDO, CA

Past

July 16, 2007 - August 22, 2011

STRONGTOWER FINANCIAL, INC.

CRD#: 35504

ESCONDIDO, CA

Past

June 16, 2006 - July 18, 2007

CAPITAL RESOURCE MANAGEMENT, INC.

RIA

CRD#: 124652

ESCONDIDO, CA

Past

January 19, 2006 - July 17, 2007

OSAIC WEALTH, INC.

CRD#: 23131

ESCONDIDO, CA

Past

October 31, 2005 - January 9, 2006

OSAIC SERVICES, INC.

CRD#: 133763

SAN DIEGO, CA

Past

January 18, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 27, 2004 - January 18, 2005

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

May 20, 2004 - August 20, 2004

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

February 25, 2004 - May 10, 2004

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/2/2025)

IAR

California
(10/15/2013)

IAR

Texas
(12/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/24/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RED SEVEN

RED SEVEN | RICHARDSON JR., JOHN E

CRD#: 168542 / SEC#:

Arizona

Registered Investment Advisory firm - (5/2/2025 Approved)

California

Registered Investment Advisory firm - (10/15/2013 Approved)

Montana

Registered Investment Advisory firm - (6/4/2024 Approved)

Texas

Registered Investment Advisory firm - (12/7/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

960 Canterbury Place Suite 210, Escondido, CA 92025

Mailing Address

Phone number

(760) 705-3520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 83,638,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Lorenzo Lucas

J.P. MORGAN SECURITIES LLC

La Jolla, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jerod C. Fenton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerod Clayton Fenton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOTAL WEALTH MANAGEMENT INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STRONGTOWER FINANCIAL, INC.

STRONGTOWER FINANCIAL, INC.

CAPITAL RESOURCE MANAGEMENT, INC.

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNSET FINANCIAL SERVICES, INC.

QUEST CAPITAL STRATEGIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2004

Series 7

Date: 3/1/2007

Series 6

Date: 2/24/2004

Current Firm

RED SEVEN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RED SEVEN

TRUST BUT VERIFY

Similar Advisors