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MW

Michael W. Wolfe

AMVEST CAPITAL SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4758364
MW

Professional summary

Michael William Wolfe is a registered financial professional currently at AMVEST CAPITAL SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2026 - Present

AMVEST CAPITAL SECURITIES LLC

Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022
BD
CRD#: 329978
NEW YORK, NY
Past

August 11, 2015 - July 8, 2024

DELPHOS MMJ L.P.

BD
CRD#: 137389
NEW YORK, NY
Past

February 20, 2013 - August 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GARDEN CITY, NY
Past

January 9, 2013 - August 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GARDEN CITY, NY
Past

September 30, 2005 - November 21, 2006

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

September 30, 2004 - November 2, 2004

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

April 21, 2004 - October 15, 2004

GLOBAL PARTNERS SECURITIES INC.

BD
CRD#: 19606
FORT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/19/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/21/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 5/14/2004
Limited Representative-Equity Trader Exam
SRO Registrations
RR
FINRA

Current Firm

AC
AMVEST CAPITAL SECURITIES LLC
AMVEST CAPITAL SECURITIES LLC

CRD#: 329978 / SEC#: , 8-71218

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Mailing Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Phone number
+1 (212) 970-1963
Established
Delaware since 01/12/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMVEST CAPITAL SECURITIES HOLDINGS INC.DIRECT OWNER
ALONSO MENDOZA, GABRIEL EMILIOCHIEF EXECUTIVE OFFICER, GSP5771610
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
OKEEFE, TRACIE ERINFINANCIAL AND OPERATIONS PRINCIPAL5924814
WIGAND, JENNIFERCHIEF OPERATING OFFICER, GSP5900477

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMVEST CAPITAL SECURITIES LLC

CRD#: 329978New York, NY 10022

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