James B. Craig

CETERA INVESTMENT ADVISERS LLC

CRESTVIEW, FL 32539

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CRD#: 4757457

Professional summary

James Brent Craig, who also goes by Brent Craig, James B Craig, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Crestview, Florida and CETERA INVESTMENT SERVICES LLC located in Santa Rosa Beach, Florida.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Craig | James B Craig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BREMAR PROPERTIES, RENTAL PROPERTIES, 50% OWNER 2. SALE OF PREMIUM FINANCE LIFE INSURANCE WITH VARIOUS PARTNERS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brent Craig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1301 Industrial Drive, Crestview, FL 32539Office #2: 111 N County Highway 393 Building 1 Suite 100, Santa Rosa Beach, FL 32459

RIA

CRD#: 105644

CRESTVIEW, FL

Current

July 22, 2022 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 111 N County Highway 393 Building 1 Suite 100, Santa Rosa Beach, FL 32459Office #2: 1301 Industrial Drive, Crestview, FL 32539

CRD#: 15340

Santa Rosa Beach, FL

Past

May 22, 2018 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA

CRD#: 40637

PANAMA CITY, FL

Past

May 22, 2018 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

PANAMA CITY, FL

Past

November 3, 2015 - May 23, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

SALT LAKE CITY, UT

Past

November 3, 2015 - May 23, 2018

LPL FINANCIAL LLC

CRD#: 6413

SALT LAKE CITY, UT

Past

June 16, 2014 - November 5, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PROVO, UT

Past

June 13, 2014 - November 5, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

PROVO, UT

Past

April 19, 2013 - June 4, 2014

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

PARK CITY, UT

Past

July 18, 2011 - June 4, 2014

KEY INVESTMENT SERVICES LLC

CRD#: 136300

PARK CITY, UT

Past

October 6, 2008 - May 18, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GULF BREEZE, FL

Past

January 18, 2006 - June 9, 2008

KEY INVESTMENT SERVICES LLC

CRD#: 136300

SOUTH BEND, IN

Past

May 25, 2005 - January 18, 2006

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

March 3, 2004 - April 11, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/10/2022)

Colorado
(1/22/2025)

Florida
(7/22/2022)

IAR

Florida
(8/10/2022)

Georgia
(7/22/2022)

Kentucky
(8/10/2022)

Louisiana
(8/10/2022)

Maryland
(8/13/2024)

Michigan
(8/10/2022)

IAR

Michigan
(8/10/2022)

Mississippi
(7/22/2022)

North Carolina
(10/3/2022)

Oklahoma
(7/22/2022)

Texas
(3/21/2025)

IAR

Texas
(3/21/2025)

Utah
(8/10/2022)

Washington
(7/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/26/2009

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James B. Craig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brent Craig's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

TRUIST INVESTMENT SERVICES, INC.

KEY INVESTMENT SERVICES LLC

KEYBANC CAPITAL MARKETS INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2013

Series 63

Date: 4/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2012

Series 6

Date: 3/2/2004

Series 26

Date: 2/26/2009

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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