Brian P. Benge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Benge, who also goes by Brian Patrick Benge Mr., Brian Benge, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2011 - August 22, 2014
NELNET CAPITAL LLC
January 13, 2006 - October 4, 2011
U.S. BANCORP INVESTMENTS, INC.
January 31, 2005 - October 4, 2011
U.S. BANCORP INVESTMENTS, INC.
May 3, 2004 - November 23, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2004 - November 23, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NELNET CAPITAL LLC
CRD#: 104050 / SEC#: , 8-52501
Contact information
Documents
Red Flags
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