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Thomas Greer Mccurley

CRD# 4534766·Registered 2002 - 2015
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Greer Mccurley was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2002 - 2015. Thomas had worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

NELNET CAPITAL LLC·CRD# 104050
BD
Lincoln, NE
June 26, 2006 - December 16, 2015
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
August 28, 2002 - February 8, 2006

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Current Firm

NC
NELNET CAPITAL LLC

NELNET CAPITAL LLC | UFS SECURITIES, L.L.C.

CRD#: 104050 / SEC#: 8-52501
BD
Terminated by SEC on 08/12/2016

Contact Information

Established

Nebraska since 03/03/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NELNET INCSHAREHOLDER—
GROSS, JON CHRISTOPHERBOARD MEMBER2161819
MCCURLEY, THOMAS GREERAVP/BOARD MEMBER4534766
NORRIS, CHARLES ROBERTCHAIRMAN/MNG MEMBER/MUNI PRINCIPAL/FINOP2105083
PORTZ, MARK EDWARDCCO, MANAGING MEMBER, PRESIDENT2285546

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2004

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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