Harry J. Clark

CLARK CAPITAL MANAGEMENT GROUP

PHILADELPHIA, PA 19103

Some features on this profile are disabled

CRD#: 47573

Professional summary

Harry Joseph Clark is a registered financial advisor currently at CLARK CAPITAL MANAGEMENT GROUP INC located in Philadelphia, Pennsylvania.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Harry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 2, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLARK CAPITAL MANAGEMENT GROUP, INC., REGISTERED INVESTMENT ADVISORY FIRM, CEO- PRESIDENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Joseph Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 1991 - Present

CLARK CAPITAL MANAGEMENT GROUP INC

Office #1: 1735 Market Street 38th Floor, Philadelphia, PA 19103

RIA

CRD#: 104796

PHILADELPHIA, PA

Past

June 6, 1995 - October 4, 2000

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

June 18, 1993 - June 7, 1995

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

September 11, 1987 - December 31, 1992

EDWARD C. RORER & CO., INC.

CRD#: 7701

PHILADELPHIA, PA

Past

July 24, 1984 - August 6, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 31, 1980 - August 6, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

April 14, 1976 - January 31, 1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Past

January 4, 1971 - May 21, 1976

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Past

April 7, 1970 - January 1, 1974

CAPITAL PLANNING ASSOCIATES INC

CRD#: 1000003

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARK CAPITAL MANAGEMENT GROUP INC

CRD#: 104796 / SEC#: 801-28445

RIA

Registered Investment Advisory firm - (12/9/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(7/27/2022)

IAR

Pennsylvania
(2/19/1991)

Pennsylvania
(4/10/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 9/13/1988

Non-Member General Securities Examination

General Industry/Product Exam

Series 1

Date: 4/2/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/21/1994

General Securities Principal Examination

Current Firm

CLARK CAPITAL MANAGEMENT GROUP INC

CRD#: 104796 / SEC#: 801-28445

RIA

Registered Investment Advisory firm - (12/9/1986 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Liberty Place 53rd Floor 1650 Market Street, Philadelphia, PA, 19103

Mailing Address

Phone number

(215) 569-2224

Established

Firm type

Fiscal year end

# of Employees

151

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARK CAPITAL FORM ADV 2 APPENDIX (3/26/2025)

CLARK CAPITAL FORM ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	33,985
AUM (Assets Under Management)	$ 30,554,307,219

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Harry J. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Joseph Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES SERVICE NETWORK, LLC

EDWARD C. RORER & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

BLYTH EASTMAN DILLON & CO. INCORPORATED

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CAPITAL PLANNING ASSOCIATES INC

Primary Firm SEC Registration

CLARK CAPITAL MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1991

Series 63

Date: 6/10/1981

SIE

Date: 10/1/2018

Series 2

Date: 9/13/1988

Series 1

Date: 4/2/1970

Series 24

Date: 10/21/1994

Current Firm

CLARK CAPITAL MANAGEMENT GROUP INC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARK CAPITAL MANAGEMENT GROUP INC

TRUST BUT VERIFY

Contact information

Similar Advisors