Jason J. Yamamoto
INDEPENDENT FINANCIAL GROUP
Torrance, CA 90504
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CRD#: 4757216
Professional summary
Jason Jitsuro Yamamoto, CFP®, who also goes by Jitsuro Yamamoto, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Torrance, California.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jitsuro Yamamoto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WINDSOR INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2012 ADDRESS: 21171 S. Western Avenue, Suite 2828, Torrance CA 90501, United States DESCRIPTION: Sales agent for insurance (2) BERKSHIRE HATHAWAY HOME SERVICES POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2010 ADDRESS: 21171 S. Western Avenue, Suite 2828, Torrance CA 90501, United States DESCRIPTION: Sales agent for real estate sales (3) JASON YAMAMOTO POSITION: Independent Contractor NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2008 ADDRESS: 1800 OAK ST, UNIT 804, TORRANCE CA 90501-3373, United States DESCRIPTION: Notary service. (4) KISHIMOTO FAMILY INTERNATIONAL POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2008 ADDRESS: 1812 Via Coronel, Palos Verdes Estates CA 90274, United States DESCRIPTION: Management consulting (5) ANTHEM BLUE CROSS POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: P.O. Box 9041, Oxnard CA 93031, United States DESCRIPTION: Sales agent for health insurance (6) KISHIMOTO FAMILY FOUNDATION POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 1812 Via Coronel, Palos Verdes Estates CA 90274, United States DESCRIPTION: Management Consulting (7) KEISER PERMANENTE POSITION: Sales agent NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 21171 S. Western Avenue, Suite 2828, Torrance CA 90501, United States DESCRIPTION: Sales agent for health insurance (8) MIDTOWN WEALTH ADVISORS, INC. POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2022 ADDRESS: 18411 Crenshaw Blvd., #280, Torrance CA 90504, United States DESCRIPTION: Using DBA for marketing purpose WINDSOR INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2012 ADDRESS: 18411 Crenshaw Blvd., Ste. 280, Torrance CA 90504, United States DESCRIPTION: Sales agent for insurance
CRS (Client Relationship Summary) - RIA
Click below to view Jason Jitsuro Yamamoto's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Jitsuro Yamamoto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
April 18, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 18411 Crenshaw Blvd. Ste. 280, Torrance, CA 90504RIA
BD
CRD#: 7717
Torrance, CA
Current
April 15, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 18411 Crenshaw Blvd. Ste. 280, Torrance, CA 90504RIA
BD
CRD#: 7717
Torrance, CA
Past
May 3, 2010 - May 3, 2016
PARTNERS CAPITAL SERVICES, INC.
RIA
CRD#: 127621
HAUPPAUGE, NY
Past
May 3, 2010 - May 2, 2016
AMERICAN CAPITAL PARTNERS, LLC
BD
CRD#: 119249
TORRANCE, CA
Past
April 13, 2010 - April 14, 2010
AMERICAN CAPITAL PARTNERS, LLC
BD
CRD#: 119249
HAUPPAUGE, NY
Past
January 2, 2008 - May 3, 2010
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
FRESNO, CA
Past
September 27, 2004 - May 3, 2010
SCF SECURITIES, INC.
BD
CRD#: 47275
TORRANCE, CA
Past
February 13, 2004 - September 28, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/15/2016)
IAR
California(4/18/2016)
RR
Illinois(6/13/2016)
RR
Nevada(4/15/2016)
RR
Washington(4/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
