James P. Taylor

GROUNDWORK WEALTH MANAGEMENT

Downingtown, PA 19335

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CRD#: 4757208

Professional summary

James Park Taylor is a registered financial advisor currently at GROUNDWORK WEALTH MANAGEMENT, LLC located in Downingtown, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Park Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2014 - Present

GROUNDWORK WEALTH MANAGEMENT, LLC

Office #1: 131 Wallace Ave Suite 14, Downingtown, PA 19335

RIA

CRD#: 170331

Downingtown, PA

Past

May 20, 2004 - March 7, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EXTON, PA

Past

May 20, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 20, 2004 - March 7, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EXTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/2004

General Securities Representative Examination

Current Firm

GROUNDWORK WEALTH MANAGEMENT, LLC

CRD#: 170331 / SEC#: 801-79226

RIA

Registered Investment Advisory firm - (8/4/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/4/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

131 Wallace Ave Suite 14, Downingtown, PA 19335

Mailing Address

Phone number

(484) 872-8573

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 31,812,019

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Park Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROUNDWORK WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2004

Series 7

Date: 5/19/2004

Current Firm

GROUNDWORK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GROUNDWORK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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