Michael J. Zales
Professional summary
Michael Jacob Zales, who also goes by Michael Joacob Zales, is a registered financial advisor currently at ZALES INVESTMENT MANAGEMENT, INC located in Colorado Springs, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Michael has worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jacob Zales's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
ZALES INVESTMENT MANAGEMENT, INC
February 20, 2003 - August 4, 2011
MOLONEY SECURITIES CO., INC.
January 1, 1999 - December 31, 2024
ZALES INVESTMENT MANAGEMENT, INC
December 24, 1980 - February 5, 2003
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
October 5, 1976 - December 24, 1980
AMERICAN FRONTEER FINANCIAL CORPORATION
June 6, 1974 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
January 11, 1972 - July 8, 1974
E. F. HUTTON & COMPANY INC
March 10, 1971 - January 16, 1972
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2025)
Exams
Series 1
Date: 6/17/1969
Registered Representative ExaminationCurrent Firm
ZALES INVESTMENT MANAGEMENT, INC
CRD#: 112540 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 14,000,000 |
Red Flags
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