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YB

Yaritza Bermudez

VNTR SECURITIES LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 4756452
YB

Professional summary


Yaritza Bermudez, who also goes by Yaritza Martinez, is a registered financial professional currently at VNTR SECURITIES LLC located in New York, New York.

Yaritza is registered as a RR (Registered Representative) and started their career in finance in 2007. Yaritza has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Yaritza Martinez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yaritza Bermudez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 29, 2023 - Present

VNTR SECURITIES LLC

Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016
BD
CRD#: 283856
New York, NY
Past

February 5, 2018 - December 22, 2022

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

April 17, 2015 - March 29, 2016

JOSEPH STONE CAPITAL L.L.C.

BD
CRD#: 159744
NEW YORK, NY
Past

January 17, 2012 - May 11, 2015

GLOBAL ARENA CAPITAL CORP

BD
CRD#: 16871
NEW YORK, NY
Past

July 28, 2009 - February 7, 2012

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
NEW YORK, NY
Past

March 4, 2009 - August 17, 2009

REGAL SECURITIES, INC.

BD
CRD#: 7297
NEW YORK, NY
Past

January 15, 2007 - January 13, 2009

GRANTA CAPITAL GROUP LLC

BD
CRD#: 114657
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/9/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VS
VNTR SECURITIES LLC
VNTR SECURITIES LLC

CRD#: 283856 / SEC#: , 8-69768

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016
Mailing Address
152 Madison Avenue 7th, New York, NY, 10016
Phone number
(347) 284-0110
Established
Delaware since 04/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MANHATTAN VENTURE HOLDINGS LLCDIRECT OWNER
BRACHFELD, ERIC LOUISCEO/CCO2297883
NIXON, JON ALANFINOP4710715

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VNTR SECURITIES LLC

CRD#: 283856New York, NY 10016

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