Vincent V. Fiduccia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Victor Fiduccia, who also goes by VIncent Victor Fiduccia Jr, Vincent Victor Fiduccia Jr., Vinny Fiduccia, Fiduccia, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2004. Vincent had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - July 6, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
July 12, 2011 - December 16, 2011
FIFTH THIRD SECURITIES, INC.
June 19, 2009 - October 14, 2009
VOYA FINANCIAL ADVISORS, INC.
February 7, 2008 - February 26, 2009
COREBRIDGE CAPITAL SERVICES, INC.
October 30, 2006 - January 29, 2008
EVERLAKE DISTRIBUTORS, LLC
June 1, 2006 - October 26, 2006
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 1, 2004 - June 1, 2006
EVERLAKE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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