CH
Carter D. Harrell
STATE FARM INVESTMENT MANAGEMENT
Beaver Dam, KY 42320
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CRD#: 4755919
CH
Professional summary
Carter Dean Harrell JR is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Beaver Dam, Kentucky and STATE FARM VP MANAGEMENT CORP. located in Letichfield, Kentucky.
Carter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Carter has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GHE,LLC; NOT INVESTMENT RELATED; 48 PUBLIC SQUARE, LEITCHFIELD, KY 42754; REAL ESTATE DEVELOPMENT; 52.5% PARTNER; 06/2007; 40-HOURS PER MONTH DEVOTED; 10-DURING TRADING HOURS; GAINING INTEREST IN LAND AND LEASES. (2) GRAYSON COUNTY FIREWORKS, LLC 62 PUBLIC SQUARE LEITCHFIELD, KY 42755; NON-INVESTMENT RELATED; PARTNER-25%; 06/06/2011; SEASONAL SELLING OF FIREWORKS, NOT ACTIVELY SELLING JUST OWN LAND AND PARTNER IN BUSINESS WHERE FIREWORKS WILL BE SOLD; OWN LAND AND PARTNER IN BUSINESS WHERE FIREWORKS WILL BE SOLD; 10 HRS/MTH-4 HRS DURING TRADING HOURS. 2) Carter D Harrell, Jr Insurance Agency; Investment-related;1901 Elizabethtown Rd Leitchfield, KY 42754-8100 ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent09/01/2004; ; 80; 80; Service customers and supervise employees 3) DECADES, LLC; Investment related; 62 PUBLIC SQUARE LEITCHFIELD, KY 42754; Investment Property; Owner; none; 2/15/2023; 5; 2; PURCHASED 2000 SQUARE FT INVESTMENT PROPERTY WILL BE REMODELED AND THE PLAN IS TO RENT OUT LOCATED ON MILL STREET IN LEITCHFIELD, KY 4) Tinker's Service Center; Investment related; 302 North Main Street Leitchfield, KY 42754; Investment or Commercial Property; Owner; 04/01/2024; 2; 2; Gas Station, that is a corner lot connected to current property owned by me. 5) Carter Harrell - Property #1 thru 33 (Personally Held Real Estate); investment; 105 3rd Street Caneyville, KY 42721, 401 Mill Street; 5680 Owensboro Road; 403 Mill Street; 210 West Market Street; 208 West Market Street; 304 North Main Street; 205 Hendricks Street;112 West Main Street;1206 Brandenburg Road;203 South Clinton Street;214 Hendricks Street; 207 Goff Drive; 400 North Main Street; 209 West White Oak Street;207 Claggett Drive; 306 Chester Street;1204 Brandenburg Road;205 West White Oak Street;216 Hendricks Street;204 West Market Street; 6028 Owensboro Road; 515 North Clinton Street; 312 North English Street; 301 Chester Street; 511 Bradshaw; 307 Mill Street; 217 Pearl Street; 5842 Owensboro Road; 204 Mulberry Street; 509 Bradshaw Drive; 203 South Clinton Street Leitchfield, KY 42754; 105 3rd Street Caneyville, KY 42721; Investment or Commercial Property; Owner; none; 12/30/2024; 1; 0; Duties: Personally Held Real Estate
CRS (Client Relationship Summary) - RIA
Click below to view Carter Dean Harrell JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1858 North Main St, Beaver Dam, KY 42320Office #2: 1901 Elizabethtown Rd, Letichfield, KY 42754-8100RIA
CRD#: 3487
Beaver Dam, KY
Current
March 9, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1901 Elizabethtown Rd, Letichfield, KY 42754-8100BD
CRD#: 43036
Letichfield, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/29/2021)
IAR
Illinois(10/16/2025)
RR
Indiana(1/29/2021)
IAR
Indiana(10/16/2025)
RR
Kentucky(5/18/2004)
IAR
Kentucky(10/16/2025)
RR
Missouri(2/24/2021)
IAR
Missouri(10/16/2025)
RR
Ohio(1/29/2021)
IAR
Ohio(10/16/2025)
RR
Tennessee(1/29/2021)
RR
Virginia(2/24/2021)
IAR
Virginia(10/16/2025)
RR
West Virginia(2/24/2021)
IAR
West Virginia(10/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
