JM
Joel Mutuku
CREATIVEONE SECURITIES
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 4755771
JM
Professional summary
Joel Mutuku is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas and CREATIVEONE WEALTH, LLC located in Overland Park, Kansas.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joel has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) African Curio Center; non-investment related; 1029 NE Bristol Dr., Lee's Summit, MO 64086; cultural enrichment; Commissioner; No relationship with other businesses; started 6/27/2022; Approx. 10hrs/Mo; All hours outside of business hrs; No hours devoted to any other business during securities trading hours; facilitating outreach processes 2.) CreativeOne Wealth; investment related; 6330 Sprint Parkway Suite 400 Overland Park, KS 66211; RIA; IAR/Trader; 10/2025; 160 hrs/mo; 140 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Joel Mutuku's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2012 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #2: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #3: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211RIA
BD
CRD#: 152974
Overland Park, KS
Current
October 24, 2025 - Present
CREATIVEONE WEALTH, LLC
Office #1: 6330 Sprint Pkwy Suite 400, Overland Park, KS 66211RIA
CRD#: 281213
OVERLAND PARK, KS
Current
April 1, 2011 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #2: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #3: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211RIA
BD
CRD#: 152974
Overland Park, KS
Past
April 1, 2011 - May 11, 2012
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
OVERLAND PARK, KS
Past
November 2, 2009 - April 1, 2011
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
LEAWOOD, KS
Past
January 28, 2009 - April 1, 2011
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
LEAWOOD, KS
Past
October 8, 2007 - November 20, 2008
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(4/1/2011)
IAR
Kansas(11/13/2012)
RR
Missouri(6/17/2019)
IAR
Missouri(6/19/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Overland Park, KS 66211TRUST BUT VERIFY
Monitor Joel Mutuku
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
