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Thomas Carl Arnold Boytinck

ALLEGRO SECURITIES
SAN ANTONIO, TX
·CRD# 4754503·22 years experience

Professional Summary

Thomas Carl Arnold Boytinck is a registered financial advisor currently at ALLEGRO SECURITIES LLC located in San Antonio, Texas. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ALLEGRO SECURITIES LLC·CRD# 139514
BD
231 Sharon Drive, San Antonio, TX 78216
July 13, 2006 - Present
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
February 24, 2004 - May 12, 2005

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Current Firm

AS
ALLEGRO SECURITIES LLC

ALLEGRO SECURITIES LLC | FARRAGUT CAPITAL LLC | FARRAGUT CAPITAL & MARKETING LLC

CRD#: 139514 / SEC#: 8-67218
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

231 Sharon Drive, San Antonio, TX 78216

Mailing Address

231 Sharon Drive, San Antonio, TX 78216

Phone Number

(210) 714-0804

Established

Delaware since 11/23/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BOYTINCK, THOMAS CARL ARNOLDCEO, CFO, COO, FINOP, CCO MANAGING DIRECTOR4754503

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/4/2017)
RR
Colorado
(9/24/2018)
RR
Connecticut
(8/21/2015)
RR
District of Columbia
(11/1/2023)
RR
Florida
(12/5/2018)
RR
Georgia
(12/19/2017)
RR
Illinois
(9/24/2018)
RR
Indiana
(9/25/2017)
RR
Maine
(10/18/2017)
RR
Maryland
(5/24/2022)
RR
Missouri
(4/16/2015)
RR
New Jersey
(6/21/2018)
RR
New York
(6/19/2017)
RR
North Carolina
(2/3/2015)
RR
Ohio
(8/7/2018)
RR
Oklahoma
(10/11/2017)
RR
Texas
(3/26/2014)
RR
Utah
(8/3/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2004About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jun 2020About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Carl Arnold Boytinck's CRS (Customer Relationship Summary).

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