Joseph Ring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Ring, who also goes by Igor Veytsman, Joseph Veytsman, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2004. Joseph had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2016 - July 21, 2016
DAVID LERNER ASSOCIATES, INC.
October 26, 2015 - March 18, 2016
NATIONAL SECURITIES CORPORATION
January 27, 2014 - June 6, 2014
AEGIS CAPITAL CORP.
May 8, 2009 - February 14, 2012
NATIONAL SECURITIES CORPORATION
July 23, 2007 - May 4, 2009
JESUP & LAMONT SECURITIES CORP
December 9, 2004 - July 19, 2007
WINDSOR STREET CAPITAL, LP
September 24, 2004 - December 31, 2004
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
