Rodney W. Hass

RF&L WEALTH MANAGEMENT

ACTON, MA 01720

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CRD#: 4754157

Professional summary

Rodney William Hass, who also goes by Rodney W. Hass, is a registered financial advisor currently at RF&L WEALTH MANAGEMENT, LLC located in Acton, Massachusetts.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Rodney has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rodney W. Hass

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BREAKING EIGHTY, LLC, 3 SANDALWOOD ROAD, ACTON, MA 01720. NATURE OF THE BUSINESS IS INVESTMENT RELATED, SUCH AS INVESTMENTS IN REAL ESTATE, EQUITIES AND OTHER SECURITIES. MR. RODNEY HASS IS A PARTNER OF THE ENTITY WHICH WAS FORMED IN MAY OF 2010. APPROXIMATE HOURS DEVOTED TO THE BUSINESS IS ONE HOUR PER MONTH, SOME OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney William Hass's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2006 - Present

RF&L WEALTH MANAGEMENT, LLC

Office #1: 525 Massachusetts Avenue Suite 205, Acton, MA 01720

RIA

CRD#: 140210

ACTON, MA

Past

March 3, 2004 - September 13, 2006

ROBERT, FINNEGAN & LYNAH, PC

RIA

CRD#: 130329

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RF&L WEALTH MANAGEMENT, LLC

CRD#: 140210 / SEC#: 801-66710

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/26/2006)

IAR

Texas
(3/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2003

Uniform Investment Adviser Law Examination

Current Firm

RF&L WEALTH MANAGEMENT, LLC

CRD#: 140210 / SEC#: 801-66710

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

525 Massachusetts Avenue Suite 205, Acton, MA 01720

Mailing Address

Phone number

(978) 263-3435

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RF&L WEALTH FORM ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	439
AUM (Assets Under Management)	$ 325,370,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
08/24/2023	Cover Page	Report
12/22/2022	Cover Page	Report
03/30/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney W. Hass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney William Hass's CRS (Customer Relationship Summary).

Certified licenses

Experience

RF&L WEALTH MANAGEMENT, LLC

ROBERT, FINNEGAN & LYNAH, PC

Primary Firm SEC Registration

RF&L WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2003

Current Firm

RF&L WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RF&L WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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