Daniel R. Douglas

EMPIRE WEALTH MANAGEMENT

MOSELEY, VA 23120

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CRD#: 4754087

Professional summary

Daniel Ryan Douglas is a registered financial advisor currently at EMPIRE WEALTH MANAGEMENT, LLC located in Moseley, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ryan Douglas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2010 - Present

EMPIRE WEALTH MANAGEMENT, LLC

Office #1: 5813 Red Setter Lane, Moseley, VA 23120

RIA

CRD#: 155101

MOSELEY, VA

Past

December 16, 2008 - September 3, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

RICHMOND, VA

Past

January 31, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

RICHMOND, VA

Past

January 31, 2007 - September 3, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

RICHMOND, VA

Past

February 6, 2004 - November 7, 2006

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/28/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EMPIRE WEALTH MANAGEMENT, LLC

EMPIRE WEALTH MANAGEMENT | EMPIRE WEALTH MANAGEMENT, LLC

CRD#: 155101 / SEC#:

Virginia

Registered Investment Advisory firm - (9/28/2010 Approved)

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Contact information

Main Address

Monroe, VA

Mailing Address

P.o. Box 594, Monroe, VA 24574

Phone number

(804) 335-6816

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 3,180,378

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel R. Douglas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ryan Douglas's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRE WEALTH MANAGEMENT, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2008

Series 63

Date: 2/13/2004

Series 7

Date: 11/5/2008

Series 6

Date: 2/5/2004

Current Firm

EMPIRE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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