Eric D. Kallies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Damien Kallies, who also goes by Eric Damien Huempfner, was a registered financial advisor .
Eric is a previously registered financial advisor and started their career in finance in 2004. Eric had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - July 19, 2010
WIPFLI HEWINS INVESTMENT ADVISORS LLC
September 28, 2005 - February 18, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
September 28, 2005 - February 18, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
June 3, 2005 - September 23, 2005
ON INVESTMENT MANAGEMENT CO
June 2, 2005 - September 23, 2005
THE O.N. EQUITY SALES COMPANY
February 5, 2004 - June 8, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WIPFLI HEWINS INVESTMENT ADVISORS LLC
CRD#: 109972 / SEC#: 801-57782
Contact information
Red Flags
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