Chad M. Slate
Professional summary
Chad Michael Slate, AIF®, who also goes by Chad Slate, was a registered financial advisor .
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2025 - Present
Office #1: 4018 Oleander Drive Suite 102, Wilmington, NC 28403
November 1, 2022 - October 6, 2025
COMMONWEALTH FINANCIAL NETWORK
August 28, 2019 - October 31, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 24, 2019 - October 31, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2011 - August 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 6, 2011 - August 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 13, 2004 - September 2, 2004
MORGAN STANLEY DW INC.
April 5, 2004 - September 2, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/26/2025)
(9/26/2025)
Exams
Series 7TO
Date: 7/24/2019
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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Company Information
No current employment
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