Jessica N. Maloy
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
FORT WORTH, TX
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CRD#: 4753136
Professional summary
Jessica Nichole Maloy, CFP®, who also goes by Jessica Nichole Maloy, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fort Worth, Texas and FIDELITY BROKERAGE SERVICES LLC located in Southlake, Texas.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jessica has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Wealth Planner, I collaborate with families who need a deeper planning relationship with a trusted adviser. I have over decades of experience in financial services and a profound commitment to the health and harmony of the whole family.
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Jessica Nichole Maloy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 57099 | Org Name:New Transitions Center | Org Addr:Roanoke, TX, US | Nature of Bus:School for special needs families and children, providing education, respite care and family support | Invst Rel:N | Title:Board member | Duties:Unsure at this time but will request to keep my activity to non financial support, not a treasurer | Start Dt:10/18/2018 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Nichole Maloy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Education
University of Texas - Arlington
Bachelor of Science (BS) - Accounting
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1540 East Southlake Blvd, Southlake, TX 76092RIA
CRD#: 104555
FORT WORTH, TX
Current
April 1, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1540 East Southlake Blvd., Southlake, TX 76092-6422BD
CRD#: 7784
Southlake, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SOUTHLAKE, TX
Past
April 2, 2008 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SOUTHLAKE, TX
Past
December 6, 2005 - March 3, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FT. WORTH, TX
Past
December 6, 2005 - March 3, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FT. WORTH, TX
Past
April 16, 2004 - December 7, 2005
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
FORT WORTH, TX
Past
March 9, 2004 - December 7, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2021)
RR
Arkansas(4/1/2008)
RR
California(1/8/2021)
RR
Colorado(1/3/2020)
RR
Connecticut(1/8/2021)
RR
District of Columbia(1/3/2020)
RR
Florida(1/3/2020)
RR
Hawaii(9/3/2025)
RR
Kansas(3/28/2022)
RR
Kentucky(12/6/2019)
RR
Maine(6/23/2021)
RR
Massachusetts(11/12/2020)
RR
Michigan(4/23/2020)
RR
Minnesota(5/10/2023)
RR
Missouri(3/24/2021)
RR
Nebraska(2/3/2021)
RR
New York(9/25/2023)
RR
Oklahoma(4/1/2008)
RR
Oregon(3/8/2022)
RR
Pennsylvania(1/3/2020)
RR
South Carolina(10/8/2021)
RR
South Dakota(1/31/2024)
RR
Tennessee(6/9/2021)
RR
Texas(4/1/2008)
IAR
Texas(3/31/2025)
RR
Utah(3/12/2021)
RR
Vermont(9/3/2025)
RR
Virginia(3/4/2022)
RR
Washington(3/30/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Fort Worth, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
