Sean M. Condon
Professional summary
Sean Michael Condon, CFP®, who also goes by Sean Condon, is a registered financial advisor currently at ROTHSCHILD WEALTH LLC located in Oakbrook, Illinois.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sean has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
December 18, 2025 - Present
ROTHSCHILD WEALTH LLC
Office #1: 700 Commerce Drive Suite 170, Oakbrook, IL 60523June 1, 2010 - December 18, 2025
PERRITT CAPITAL MANAGEMENT INC
August 15, 2006 - June 3, 2013
QUASAR DISTRIBUTORS, LLC
March 3, 2004 - September 28, 2005
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
ROTHSCHILD WEALTH LLC
CRD#: 162442 / SEC#: 801-74818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/18/2025)
Exams
Current Firm
ROTHSCHILD WEALTH LLC
CRD#: 162442 / SEC#: 801-74818
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,878 |
| AUM (Assets Under Management) | $ 751,143,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/29/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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