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Sean Michael Condon

CFP®
ROTHSCHILD WEALTH
OAKBROOK, IL
·CRD# 4752932·22 years experience

Professional Summary

Sean Michael Condon, CFP®, who also goes by Sean Condon, is a registered financial advisor currently at ROTHSCHILD WEALTH LLC located in Oakbrook, Illinois. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sean has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean Condon

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2009

Years of Experience

22 years in the financial services industry

Current & Past Employments

ROTHSCHILD WEALTH LLC·CRD# 162442
RIA
700 Commerce Drive Suite 170, Oakbrook, IL 60523
December 18, 2025 - Present
PERRITT CAPITAL MANAGEMENT INC·CRD# 111623
RIA
Chicago, IL
June 1, 2010 - December 18, 2025
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
August 15, 2006 - June 3, 2013
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
March 3, 2004 - September 28, 2005

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Current Firm

RW
ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - SEC (4/16/2012 Approved)

Contact Information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Phone Number

(630) 448-5711

# of Employees

27

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,656

AUM (Assets Under Management)

$1,697,509,307

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/29/2026Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MINTEL INTERNATIONAL GRP, CONTRACTUAL FREELANCE WRITER, 5 HRS/WEEK

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - SEC (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(12/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2004About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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