Richard J. Vitale
Professional summary
Richard James Vitale, who also goes by Richard J VItale, Rick J Vitale, is a registered financial professional currently at THE M & A GROUP LLC located in Sarasota, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2015. Richard has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard James Vitale's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2023 - Present
THE M & A GROUP LLC
Office #1: 8133 Shadow Pine Way, Sarasota, FL 34238June 21, 2022 - May 23, 2023
INVESTX MARKETS LLC
July 5, 2017 - June 23, 2022
THE M & A GROUP LLC
November 9, 2016 - February 16, 2017
HARTMAN REAL ASSETS SECURITIES, INC
August 11, 2015 - January 3, 2017
D.H. HILL SECURITIES, LLLP
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
THE M & A GROUP LLC
CRD#: 144909 / SEC#: , 8-67684
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SORENSEN, IVAR W. | EXECUTIVE REP/CEO/CCO/AMLCO/FINOP | 5679179 |
Red Flags
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