SH
Syauching Hung
INDEPENDENT FINANCIAL GROUP
Diamond Bar, CA 91765
Some features on this profile are disabled
CRD#: 4752296
SH
Professional summary
Syauching Hung, who also goes by June Hung, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Diamond Bar, California.
Syauching is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Syauching has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
June Hung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JC PLANNING POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 660 N. Diamond Bar Blvd.,, Suite 268, Diamond Bar CA 91789, United States DESCRIPTION: CA INSURANCE AGENT OF DBA JC PLANNING, OFFERING THE SALES OF INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Syauching Hung's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Syauching Hung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 660 N. Diamond Bar Blvd #268, Diamond Bar, CA 91765Office #2: 142 N San Gabriel Blvd #b, San Gabriel, CA 91775RIA
BD
CRD#: 7717
Diamond Bar, CA
Current
October 8, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 660 N. Diamond Bar Blvd #268, Diamond Bar, CA 91765Office #2: 142 N San Gabriel Blvd #b, San Gabriel, CA 91775RIA
BD
CRD#: 7717
Diamond Bar, CA
Past
August 14, 2007 - October 19, 2015
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SAN GABRIEL, CA
Past
March 30, 2007 - October 19, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SAN GABRIEL, CA
Past
March 4, 2005 - March 30, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
SAN GABRIEL, CA
Past
July 20, 2004 - March 30, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
SAN GABRIEL, CA
Past
April 7, 2004 - July 12, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/8/2015)
IAR
California(10/9/2015)
RR
Michigan(10/8/2015)
RR
Washington(9/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
