Colleen K. O'donnell

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CRD#: 4751374

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colleen K O'donnell, who also goes by Colleen Jennifer Hewey, Colleen Jennifer Islieb, Colleen Jennifer Isliebe, Colleen J Kennedy, Colleen J. Kennedy, Colleen Jennifer Kennedy, Colleen Kennedy, Colleen Kennedy O'donnell, Colleen K O'donnell, was a registered financial professional .

Colleen is a previously registered financial professional and started their career in finance in 2004. Colleen had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Pines Wealth Management. Investment Related. At Registered Location. RIA. Office Manager/ St Client Associate. Start Date: 03/28/2024. 160 hrs/ month; 130 hrs during trading hours. Office manager and client service associate 2) 230 North Ashe St. Not Investment Related. 230 North Ashe St, Southern Pines, NC 28387. Rental Property. Rental Owner. Start Date: 01/02/2023. 1 hr/ month; none during trading hours. real estate management and upkeep 3) 180 North Bennett St. Not Investment Related. 180 North Bennett St, Southern Pines, NC 28387. Rental Property. Rental Owner. Start Date: 12/01/2023. 1 hr/ month; none during trading hours. rental management and upkeep

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 4

GLASTONBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PINES WEALTH MANAGEMENT, LLC

PINEHURST WEALTH MANAGEMENT, LLC | THE PINES WEALTH MANAGEMENT, LLC

CRD#: 326353 / SEC#: 801-129712

RIA

Registered Investment Advisory firm - (3/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2004

General Securities Representative Examination

Current Firm

THE PINES WEALTH MANAGEMENT, LLC

PINEHURST WEALTH MANAGEMENT, LLC | THE PINES WEALTH MANAGEMENT, LLC

CRD#: 326353 / SEC#: 801-129712

RIA

Registered Investment Advisory firm - (3/26/2024 Approved)

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Contact information

Main Address

104 Bradford Village Court, Southern Pines, NC 28387

Mailing Address

Phone number

(910) 475-8312

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TPWM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (8/14/2025)

Regulatory assets under management

Total Number of Accounts	925
AUM (Assets Under Management)	$ 419,546,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Colleen K. O'donnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

THE PINES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2004

Current Firm

THE PINES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PINES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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