EC
Edwin A. Cox
MAGNOLIA WEALTH MANAGEMENT LLC
Dothan, AL 36305
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CRD#: 4750618
EC
Professional summary
Edwin Alan Cox, who also goes by Ed Alan Cox, is a registered financial advisor currently at MAGNOLIA WEALTH MANAGEMENT LLC located in Dothan, Alabama.
Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Edwin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Alan Cox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE THROUGH VARIOUS CARRIERS - 25 HR A WEEK.
(2) FEDERAL CIVIL SERVICE - LOCATION IS AT BRANCH OFFICE - I AM A SPEAKER THAT TEACHES CIVIL SERVICES EMPLOYEES ABOUT THEIR PENSION, LIFE INSURANCE, HEALTH AND LONG TERM CARE BENEFITS OFFERED THROUGH THE GOVERNMENT. THESE SEMINARS ARE DONE AFTER WORK HOURS AT THE LOCAL MILITARY BASE AND POSTAL SERVICES - 1 HRS A MONTH ZER DURING TRADING HOURS - ZERO COMPENSATION.
(3)DOTHAN RESCUE MISSION - BOARD MEMBER 216 EAST CRAWFORD STREET DOTHAN, AL 36305 5X(1 HOUR) MEETINGS YEAR AFTER TRADING HOURS.
(4) A. E&L ENTERPRISES LLC B. 1535 HONEYSUCKLE ROAD C. NON-INVESTMENT RELATED D. REAL ESTATE INVESTING/LAND DEVELOPMENT E. OWNER F. 2007 G. 5 HRS/MONTH H. 5 TRADING HRS/MONTH I. FINDING PROPERTIES/MONTHLY MANAGEMENT (NO SUBDIVISION OF LAND AS INVESTMENT INTERESTS) J. OWNER K. NO CLIENT INVOLVEMENT
(5) Magnolia Wealth Management - DBA NAME and RIA - 1535 Honeysuckle Road, Dothan, AL - 2/20/18 - Owner - 20 hours per month - 20 during trading hours - Advisory Services
CRS (Client Relationship Summary) - RIA
Click below to view Edwin Alan Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2018 - Present
MAGNOLIA WEALTH MANAGEMENT LLC
Office #1: 1535 Honeysuckle Road, Dothan, AL 36305RIA
CRD#: 297598
Dothan, AL
Past
June 12, 2015 - October 16, 2018
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
DOTHAN, AL
Past
June 12, 2015 - November 21, 2019
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Dothan, AL
Past
May 27, 2015 - June 12, 2015
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
DOTHAN, AL
Past
January 29, 2009 - June 12, 2015
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
DOTHAN, AL
Past
June 18, 2007 - February 12, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
DOTHAN, AL
Past
April 7, 2004 - June 25, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
DOTHAN, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAGNOLIA WEALTH MANAGEMENT LLC
MAGNOLIA WEALTH MANAGEMENT LLC
CRD#: 297598 / SEC#: 801-122653
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Alabama
Registered Investment Advisory firm - (1/3/2022 Terminated)Florida
Registered Investment Advisory firm - (1/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/17/2018)
IAR
Florida(11/1/2018)
IAR
Georgia(8/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MAGNOLIA WEALTH MANAGEMENT LLC
MAGNOLIA WEALTH MANAGEMENT LLC
CRD#: 297598 / SEC#: 801-122653
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Alabama
Registered Investment Advisory firm - (1/3/2022 Terminated)Florida
Registered Investment Advisory firm - (1/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1535 Honeysuckle Road, Dothan, AL 36305
Mailing Address
Phone number
(334) 699-4036
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 158,094,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAGNOLIA WEALTH MANAGEMENT LLC
CRD#: 297598Dothan, AL 36305TRUST BUT VERIFY
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