Christopher J. Lundberg
Professional summary
Christopher James Lundberg, who also goes by Chris Lundberg, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Phoenix, Arizona.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Lundberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 4722 N 24th St., Phoenix, AZ 85018May 10, 2016 - June 11, 2024
GRIFFIN CAPITAL SECURITIES, LLC
February 5, 2016 - May 11, 2016
WALTON SECURITIES, INC.
March 18, 2015 - September 28, 2015
WALTON SECURITIES, INC.
June 2, 2014 - March 24, 2015
ALLSTATE FINANCIAL SERVICES, LLC
October 7, 2013 - December 31, 2013
CABIN SECURITIES, INC.
July 30, 2009 - June 20, 2012
REALTY CAPITAL SECURITIES, LLC
February 15, 2007 - July 15, 2009
KBS CAPITAL MARKETS GROUP LLC
December 11, 2004 - February 9, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
April 30, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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