Antoine D. Shamlee
Professional summary
Antoine Devon Shamlee, who also goes by Antoine Shamlee, Devon Shamlee, is a registered financial professional currently at NI ADVISORS located in Parlin, New Jersey.
Antoine is registered as a RR (Registered Representative) and started their career in finance in 2005. Antoine has worked at 10 firms and has passed the Series 63, Series 82TO, Series 22TO, Series 52TO, Series 99TO, SIE, Series 7, Series 26, Series 39, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antoine Devon Shamlee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2025 - Present
NI ADVISORS
June 17, 2016 - October 5, 2023
NEWBRIDGE SECURITIES CORPORATION
July 2, 2013 - May 3, 2016
CALDWELL INTERNATIONAL SECURITIES
October 10, 2012 - June 28, 2013
WINDSOR STREET CAPITAL, LP
January 20, 2010 - October 3, 2012
BUCKMAN, BUCKMAN & REID, INC.
February 19, 2008 - January 14, 2010
MERCER CAPITAL LTD.
June 28, 2007 - March 11, 2008
EMERALD INVESTMENTS, INC.
February 7, 2007 - July 6, 2007
REID & RUDIGER LLC
July 13, 2005 - January 19, 2007
S.W. BACH & COMPANY
February 15, 2005 - July 11, 2005
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2025)
(3/7/2025)
(4/14/2025)
(4/22/2025)
(4/30/2025)
(5/27/2025)
(2/28/2025)
(5/9/2025)
(3/19/2025)
(4/22/2025)
(3/10/2025)
Exams
Series 82TO
Date: 3/25/2025
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 3/25/2025
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 3/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/25/2025
Operations Professional ExaminationFINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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