MC
Matthew B. Carrier
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ft Wayne, IN 46818
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CRD#: 4750181
MC
Professional summary
Matthew B Carrier, who also goes by Matthew Carrier, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ft Wayne, Indiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Ft Wayne, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Carrier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025
CRS (Client Relationship Summary) - RIA
Click below to view Matthew B Carrier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8815 Lima Rd., Ft Wayne, IN 46818Office #2: 6342 Saint Joe Center Rd., Ft Wayne, IN 46835Office #3: 4140 E Dupont Rd., Ft Wayne, IN 46825Office #4: 9705 Illinois Rd., Ft Wayne, IN 46804Office #5: 9205 Stellhorn Crossing Blvd., Ft Wayne, IN 46815Office #6: 6001 Bluffton Rd., Ft Wayne, IN 46809Office #7: 08770 Sr 66, Defiance, OH 43512Office #8: 3580 W Jefferson Blvd., Ft Wayne, IN 46804Office #9: 484a West Plaza Rd., Columbia City, IN 46725Office #10: 603 Harcourt Rd., Angola, IN 46703Office #11: 702 State Route 205, Churubusco, IN 46723Office #12: 1302 S Grandstaff, Auburn, IN 46706Office #13: 900 S 13th Street, Decatur, IN 46733Office #14: 648 E North Street, Kendallville, IN 46755Office #15: 801 E Tillman Rd., Fort Wayne, IN 46816Office #16: 1429 N Scott Rd., Napoleon, OH 43545Office #17: 4929 E Dupont Rd., Ft Wayne, IN 46825Office #18: 1104 Medical Park Dr., Ft Wayne, IN 46825RIA
CRD#: 134139
Ft Wayne, IN
Current
April 17, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 8815 Lima Rd., Ft Wayne, IN 46818Office #2: 4929 E Dupont Rd., Ft Wayne, IN 46825Office #3: 1104 Medical Park Dr., Ft Wayne, IN 46825Office #4: 08770 Sr 66, Defiance, OH 43512BD
CRD#: 39543
Ft Wayne, IN
Past
January 21, 2014 - March 26, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
FORT WAYNE, IN
Past
February 28, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
FORT WAYNE, IN
Past
February 28, 2013 - March 26, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FORT WAYNE, IN
Past
October 1, 2012 - February 26, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
KENDALLVILLE, IN
Past
October 1, 2012 - February 26, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
KENDALLVILLE, IN
Past
September 27, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
FORT WAYNE, IN
Past
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
FORT WAYNE, IN
Past
February 4, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/17/2025)
RR
Indiana(4/17/2025)
IAR
Indiana(4/17/2025)
RR
Michigan(4/17/2025)
RR
Mississippi(4/17/2025)
RR
North Carolina(4/17/2025)
RR
Ohio(4/17/2025)
IAR
Ohio(4/17/2025)
RR
Tennessee(4/17/2025)
RR
Virginia(4/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
