Lyndsey R. Keller

WALTON RE SECURITIES

Scottsdale, AZ 85258

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CRD#: 4750169

Professional summary

Lyndsey Renee Keller, who also goes by Lyndsey Renee Fleming, Lyndsey Renee Harbuck, Lyndsey Renee Hermes, is a registered financial professional currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.

Lyndsey is registered as a RR (Registered Representative) and started their career in finance in 2004. Lyndsey has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lyndsey Renee Fleming | Lyndsey Renee Harbuck | Lyndsey Renee Hermes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lyndsey Renee Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

WALTON RE SECURITIES, LLC

Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258

CRD#: 172024

Scottsdale, AZ

Past

March 29, 2004 - April 16, 2025

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/5/2025)

California
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

District of Columbia
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Illinois
(9/5/2025)

Indiana
(9/5/2025)

Iowa
(9/5/2025)

Kansas
(9/5/2025)

Louisiana
(9/5/2025)

Maryland
(9/5/2025)

Massachusetts
(9/5/2025)

Michigan
(9/5/2025)

Minnesota
(9/5/2025)

Missouri
(9/5/2025)

Nebraska
(9/5/2025)

Nevada
(9/5/2025)

New Jersey
(9/5/2025)

New York
(9/5/2025)

North Carolina
(9/5/2025)

Ohio
(9/8/2025)

Oregon
(9/5/2025)

Pennsylvania
(9/5/2025)

South Carolina
(9/5/2025)

Tennessee
(9/5/2025)

Texas
(8/14/2025)

Utah
(9/5/2025)

Virginia
(9/5/2025)

Washington
(9/5/2025)

Wisconsin
(9/5/2025)

Exams

State Security Law Exam

Series 63

Date: 5/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WALTON RE SECURITIES, LLC

EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC

CRD#: 172024 / SEC#: , 8-69494

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258

Mailing Address

8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258

Phone number

(480) 586-9258

Established

Delaware since 03/05/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WALTON INTERNATIONAL GROUP (S) PTE LTD.	FOREIGN ENTITY
BARENBOIM, LEONARD	CCO, AML OFFICER	1523181
GEORGE, KENNETH RONALD	POO/CFO/FINOP	2643369
HUBBARD, KATHLEEN	PRESIDENT	5564316

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lyndsey R. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lyndsey Renee Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTON RE SECURITIES, LLC

HINES PRIVATE WEALTH SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2004

FINRA

Current Firm

WALTON RE SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALTON RE SECURITIES, LLC

TRUST BUT VERIFY

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