Kevin L. Fifer

CAPITAL CITY ASSET MANAGEMENT GROUP

Maumee, OH

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CRD#: 4750052

Professional summary

Kevin L Fifer is a registered financial advisor currently at CAPITAL CITY ASSET MANAGEMENT GROUP, LLC located in Maumee, Ohio and CAPITAL CITY SECURITIES, LLC located in Powell, Ohio.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Self-Employed Health Insurance Agent 7147 Salisbury Rd MaumeeOH 43537. Industry related. Provide and service individual and business health insurance coverage. Started 2003. Approx 12 hours per month, roughly half during stock market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin L Fifer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2019 - Present

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

RIA

CRD#: 134008

Maumee, OH

Current

August 13, 2008 - Present

CAPITAL CITY SECURITIES, LLC

Office #1: 3789 Attucks Dr, Powell, OH 43065

CRD#: 146001

Powell, OH

Past

January 26, 2016 - May 4, 2018

REGIS ASSET MANAGEMENT LLC

RIA

CRD#: 125872

Maumee, OH

Past

August 29, 2006 - December 31, 2015

REGIS ASSET MANAGEMENT LLC

RIA

CRD#: 125872

WESTERVILLE, OH

Past

March 15, 2004 - August 25, 2008

REGIS SECURITIES CORPORATION

CRD#: 103711

MAUMEE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/16/2008)

Michigan
(8/13/2008)

Ohio
(8/13/2008)

IAR

Ohio
(11/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP

CRD#: 134008 / SEC#: 801-64792

RIA

Registered Investment Advisory firm - (11/24/2017 Terminated)

Florida

Registered Investment Advisory firm - (10/5/2017 Approved)

New York

Registered Investment Advisory firm - (12/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (4/21/2010 Terminated)

Ohio

Registered Investment Advisory firm - (7/21/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3789 Attucks Dr, Powell, OH 43065

Mailing Address

Phone number

(614) 485-0803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 43,328,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin L. Fifer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin L Fifer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

CAPITAL CITY SECURITIES, LLC

REGIS ASSET MANAGEMENT LLC

REGIS ASSET MANAGEMENT LLC

REGIS SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2006

Series 63

Date: 4/7/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2004

FINRA

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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