Andrew P. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew P Mcdonald, who also goes by Andrew Patrick Mcdonald, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2004. Andrew had worked at 7 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - December 31, 2019
OAKTREE CAPITAL CORPORATION
August 15, 2012 - April 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 3, 2012 - April 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 2012 - July 12, 2012
GENFI LLC
March 15, 2007 - September 20, 2007
CHASE INVESTMENT SERVICES CORP.
March 14, 2007 - September 20, 2007
CHASE INVESTMENT SERVICES CORP.
January 24, 2005 - October 23, 2006
BNY MELLON SECURITIES CORPORATION
September 27, 2004 - October 23, 2006
BNY MELLON SECURITIES CORPORATION
August 23, 2004 - September 23, 2004
LAIDLAW & COMPANY (UK) LTD.
February 4, 2004 - August 23, 2004
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OAKTREE CAPITAL CORPORATION
CRD#: 114075 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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