LW
Lance R. Williams
NEWSONG CAPITAL MANAGEMENT
Hattiesburg, MS 39402
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CRD#: 4748625
LW
Professional summary
Lance R Williams is a registered financial advisor currently at NEWSONG CAPITAL MANAGEMENT, INC. located in Hattiesburg, Mississippi.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lance has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/01/2015 - RC Jelk - Investment Related - At Reported Business Location(s) - 19 May Pop Ave / Bellegrass Blvd - Real Estate Rental - Started 01/01/2011- 1 Hours Per Month/0 Hours During Securities Trading - Owner/Lessor. 2. 09/01/2015 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 30% - Lines of insurance - Life, LTC, disability, fixed annuities, health. 3. 5/18/2016: Free Spear It, LLC - Not Investment Related - 27267 Perdido Beach Blvd, Orange Beach, AL - Other-Business Owner - Started 05/01/2016 - 8 Hours Per Month/0 Hours During Securities Trading - Commercial Spear Fishing on weekends. 4. 4/19/2019 - (N/A) SBR Sports, Inc - Not Investment Related - 210 depress south of Orange Beach, AL and about 150 miles out - Other-Brand Ambassador - Started 04/17/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Compete in diving, spearfishing, and fishing tournament and events. 5. 4/27/2018 - No Business Name - Investment Related - 6070 Poplar Ave, Triad III, Suite 500, Memphis, TN 38119 - Non-Variable Insurance - Started 04/02/2018 - 0 Hours Per Month - Contract to write life insurance with Mass Mutual. 6. Blue Wild LLC - Investment Related - 27267 Perdido Beach, Orange Beach, AL - Managing Member - Started April, 15, 2016 - 1 Hour Per Month/0 Hours During Securities Trading - Paying annual property taxes.
CRS (Client Relationship Summary) - RIA
Click below to view Lance R Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2019 - Present
NEWSONG CAPITAL MANAGEMENT, INC.
Office #1: 10 Bellegrass Blvd, Hattiesburg, MS 39402RIA
CRD#: 296877
Hattiesburg, MS
Past
September 1, 2015 - August 27, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
HATTIESBURG, MS
Past
September 1, 2015 - August 27, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
HATTIESBURG, MS
Past
April 10, 2007 - August 31, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PENSACOLA, FL
Past
March 29, 2004 - August 31, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PENSACOLA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/15/2021)
IAR
California(5/24/2023)
IAR
Louisiana(4/25/2022)
IAR
Mississippi(4/25/2019)
IAR
Tennessee(6/28/2022)
IAR
Texas(7/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NC
NEWSONG CAPITAL MANAGEMENT, INC.
NEWSONG CAPITAL MANAGEMENT, INC.
CRD#: 296877 / SEC#:
Alabama
Registered Investment Advisory firm - (10/15/2021 Approved)California
Registered Investment Advisory firm - (5/24/2023 Approved)Louisiana
Registered Investment Advisory firm - (4/25/2022 Approved)Mississippi
Registered Investment Advisory firm - (7/25/2018 Approved)Tennessee
Registered Investment Advisory firm - (6/27/2022 Approved)Texas
Registered Investment Advisory firm - (7/17/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Bellegrass Blvd, Hattiesburg, MS 39402
Mailing Address
Phone number
(601) 909-6117
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 205 |
| AUM (Assets Under Management) | $ 70,919,569 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
