Bruce J. Young
Professional summary
Bruce Jay Young is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Chicago, Illinois.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1970. Bruce has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 5, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Jay Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 1994 - Present
MESIROW FINANCIAL, INC.
Office #1: 353 N. Clark Street, Chicago, IL 60654January 13, 2009 - December 31, 2009
MESIROW FINANCIAL, INC.
December 21, 1988 - February 25, 1994
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
April 18, 1977 - December 12, 1988
RODMAN & RENSHAW INC.
February 9, 1971 - March 15, 1977
SWIFT, HENKE & CO., INC.
August 13, 1970 - March 9, 1971
VERAVEST INVESTMENTS, INC.
August 13, 1970 - March 9, 1971
AMERICAN VARIABLE ANNUITY LIFE ASURANCE CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/1994)
(2/7/1994)
(2/7/1994)
(4/8/1994)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 10/20/1981
Interest Rate Options ExaminationPC
Date: 8/24/1981
AMEX Put and Call ExamSeries 1
Date: 2/10/1965
Registered Representative ExaminationSeries 00
Date: 3/15/1972
General Securities Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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