Lance Pan

CAPITAL ADVISORS GROUP,

NEWTON, MA 02458

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CRD#: 4747974

Professional summary

Lance Pan, who also goes by Lan Pan, is a registered financial advisor currently at CAPITAL ADVISORS GROUP, INC located in Newton, Massachusetts.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lance has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lan Pan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Pan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2004 - Present

CAPITAL ADVISORS GROUP, INC

Office #1: Chatham Center 29 Crafts Street, Newton, MA 02458

RIA

CRD#: 112000

NEWTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA

Registered Investment Advisory firm - (5/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/28/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA

Registered Investment Advisory firm - (5/24/2001 Approved)

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Contact information

Main Address

1 Federal Street Suite 2200, Boston, MA 02110

Mailing Address

Phone number

(617) 630-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ADVISORS GROUP FORM ADV PART 2A 3-31-25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 26,029,845,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance Pan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Pan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ADVISORS GROUP, INC

Primary Firm SEC Registration

CAPITAL ADVISORS GROUP, INC

State Registrations and Notice Filings

Exams

Current Firm

CAPITAL ADVISORS GROUP, INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS GROUP, INC

TRUST BUT VERIFY

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