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GG

George T. Groome

VALMARK SECURITIES
Madison, WI 53703
Some features on this profile are disabled
CRD#: 4747797
GG

Professional summary

George Tatum Groome, CFP®, who also goes by George Tate Groome, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Madison, Wisconsin.

George is registered as a RR (Registered Representative) and started their career in finance in 2004. George has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

George Tate Groome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Tatum Groome's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

November 1, 2004 - Present

VALMARK SECURITIES, INC.

Office #1: 111 South Hamilton Street, Ste. 34, Madison, WI 53703Office #2: 1127-b Hendersonville Road, Asheville, NC 28803Office #3: 1870 Brevard Rd, Suite 112, Arden, NC 28704
BD
CRD#: 31243
Madison, WI
Past

April 15, 2009 - January 7, 2026

COLTON GROOME FINANCIAL ADVISORS, LLC

RIA
CRD#: 128365
ASHEVILLE, NC
Past

February 6, 2008 - December 31, 2017

VALMARK ADVISERS, INC.

RIA
CRD#: 108050
ASHEVILLE, NC
Past

January 21, 2004 - October 29, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/9/2021)
RR
Alaska
(2/12/2007)
RR
Arizona
(2/26/2025)
RR
Arkansas
(11/17/2017)
RR
California
(7/18/2012)
RR
Colorado
(2/28/2023)
RR
Connecticut
(1/15/2020)
RR
Florida
(3/6/2012)
RR
Georgia
(8/3/2016)
RR
Hawaii
(7/1/2021)
RR
Illinois
(1/16/2019)
RR
Indiana
(8/3/2016)
RR
Iowa
(3/27/2019)
RR
Louisiana
(2/26/2025)
RR
Maryland
(2/26/2025)
RR
Massachusetts
(3/27/2020)
RR
Minnesota
(1/8/2013)
RR
Nevada
(10/7/2022)
RR
New Jersey
(7/10/2024)
RR
New York
(5/27/2009)
RR
North Carolina
(11/1/2004)
RR
Ohio
(2/1/2023)
RR
Oregon
(2/26/2025)
RR
South Carolina
(8/3/2016)
RR
Tennessee
(2/7/2020)
RR
Texas
(11/23/2015)
RR
Virginia
(11/29/2018)
RR
Washington
(12/13/2016)
RR
Wisconsin
(1/4/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/20/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: , 8-45463

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Mailing Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Phone number
(800) 765-5201
Established
Ohio since 12/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALMARK SECURITIES, INC.

CRD#: 31243Madison, WI 53703

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