David J. Elliott
Professional summary
David Joshua Elliott, who also goes by D Joshua Elliott, Josh Elliott, is a registered financial advisor currently at ARTIFEX ADVISORY GROUP, INC. located in Cary, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Joshua Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 2015 - Present
ARTIFEX ADVISORY GROUP, INC.
Office #1: 2500 Regency Parkway, Cary, NC 27518August 26, 2013 - December 24, 2015
GIRARD SECURITIES, INC.
August 16, 2013 - December 24, 2015
GIRARD SECURITIES, INC.
June 18, 2007 - August 22, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 18, 2007 - August 22, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 7, 2007 - June 19, 2007
ON INVESTMENT MANAGEMENT CO
September 30, 2005 - June 19, 2007
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2016)
(2/22/2016)
(12/28/2015)
(2/19/2016)
Exams
Current Firm
ARTIFEX ADVISORY GROUP, INC.
CRD#: 281588 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 9,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ARTIFEX ADVISORY GROUP, INC.
CRD#: 281588Cary, NC 27518TRUST BUT VERIFY
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