Andrew J. Head

JOURNEY FINANCIAL MANAGEMENT

BOWLING GREEN, KY

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CRD#: 4747119

Professional summary

Andrew James Allen Head, CFP®, who also goes by Andy James Allen Head, is a registered financial advisor currently at JOURNEY FINANCIAL MANAGEMENT, LLC located in Bowling Green, Kentucky.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy James Allen Head

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andrew James Allen Head - Licensed Insurance Agent; NON INVESTMENT-RELATED; 1359 Rolling Ridge Way, Bowling Green, KY 42103; 05/2005-Present; 1-2 Hours per Month; Assists clients with the evaluation and purchase of insurance policies 2) WESTERN KENTUCKY UNIVERSITY DEPT. OF FINANCE; NON-INVESTMENT RELATED;1906 COLLEGE HEIGHTS BLVD., #21061, BOWLING GREEN, KY 42101-1061; UNIVERSITY BUSINESS COLLEGE; EDUCATOR; ASSOCIATE PROFESSOR OF FINANCE; 08/16/2010; 130 HRS/MONTH; 35 HRS/WEEK DURING TRADING HOURS; TEACH COURSES IN A CFP BOARD REGISTERED PROGRAM TO STUDENTS WHO ARE WORKING ON A BACHELOR'S DEGREE AND/OR HOPING TO SIT FOR THE CFP EXAM AND DIRECTOR OF THE CENTER FOR FINANCIAL SUCCESS, A FINANCIAL LITERACY OUTREACH INITIATIVE OF THE WKU DEPARTMENT OF FINANCE DEPARTMENT OF FINANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Allen Head's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

June 10, 2010 - Present

JOURNEY FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 6321

MINNEAPOLIS, MN

Past

March 10, 2004 - May 10, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/10/2010)

IAR

Louisiana
(6/30/2010)

IAR

Texas
(7/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/2004

General Securities Representative Examination

Current Firm

JOURNEY FINANCIAL MANAGEMENT, LLC

H & F FINANCIAL PLANNING | JOURNEY FINANCIAL MANAGEMENT, LLC

CRD#: 153404 / SEC#:

Kentucky

Registered Investment Advisory firm - (6/10/2010 Approved)

Louisiana

Registered Investment Advisory firm - (5/6/2010 Approved)

Tennessee

Registered Investment Advisory firm - (7/12/2024 Approved)

Texas

Registered Investment Advisory firm - (7/20/2010 Approved)

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Contact information

Main Address

701 Dishman Ln Suite 2, Bowling Green, KY 42104

Mailing Address

1126 Grider Pond Road, Bowling Green, KY 42104

Phone number

(270) 883-1662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 42,853,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Head

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Allen Head's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2004

Series 7

Date: 3/9/2004

Current Firm

JOURNEY FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOURNEY FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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