ST
Stephen M. Troutman
TROUTMAN WEALTH MANAGEMENT
MALVERN, PA 19335
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CRD#: 4747105
ST
Professional summary
Stephen Michael Troutman, CFP® is a registered financial advisor currently at TROUTMAN WEALTH MANAGEMENT located in Malvern, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Troutman Fitness, LLC, OWNER / PERSONAL TRAINER, 1900 RIDGE RD, POTTSTOWN, PA 19465, 3/2008-PRESENT, 20 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED 2) SMKL, INC.; NOT INVESTMENT RELATED; 88 GLOCKER WAY SUITE 112, POTTSTOWN, PA 19465; OWNER; SINCE 03/15/2013; 2-10 HOURS PER WEEK; NONE DURING SECURITY HOURS; THIS COMPANY IS ENTIRELY SEPARATE FROM MY POSITION AT MAIN LINE FINANCIAL ADVISORS? IT HAS ABSOLUTELY ZERO INVOLVEMENT WITH THE SECURITIES INDUSTRY. IT IS A NEW BUSINESS THAT CAN DESCRIBE GENERALLY AS A CONSULTING/MARKETING COMPANY. I HAVEN'T YET DECIDED EXACTLY HOW MONEY WILL BE MADE BUT IT'LL BE ENTIRELY ASSOCIATED WITH MY PERSONAL TRAINING BUSINESS, SELLING GOODS ON PLATFORMS SUCH AS EBAY, POSSIBLY WRITING A FITNESS RELATED BOOK, SELLING FITNESS RELATED ARTICLES, MODELING IN VIDEOS, CONSULTING WITH INDIVIDUALS REGARDING EXERCISE PROGRAMMING, ETC.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Troutman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 6, 2019 - Present
TROUTMAN WEALTH MANAGEMENT
Office #1: 101 Lindenwood Drive Suite 225, Malvern, PA 19335RIA
CRD#: 301107
MALVERN, PA
Past
July 27, 2018 - May 3, 2019
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
AUSTIN, TX
Past
April 22, 2004 - July 31, 2018
FSC SECURITIES CORPORATION
BD
CRD#: 7461
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TROUTMAN WEALTH MANAGEMENT
STEPHEN TROUTMAN DBA TROUTMAN WEALTH MANAGEMENT | TROUTMAN WEALTH MANAGEMENT, LLC | TROUTMAN WEALTH MANAGEMENT
CRD#: 301107 / SEC#: 801-121486
RIA
Registered Investment Advisory firm - (7/14/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (3/24/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/6/2019)
IAR
Texas(4/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TROUTMAN WEALTH MANAGEMENT
STEPHEN TROUTMAN DBA TROUTMAN WEALTH MANAGEMENT | TROUTMAN WEALTH MANAGEMENT, LLC | TROUTMAN WEALTH MANAGEMENT
CRD#: 301107 / SEC#: 801-121486
RIA
Registered Investment Advisory firm - (7/14/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (3/24/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Lindenwood Drive Suite 225, Malvern, PA 19335
Mailing Address
Phone number
(484) 256-7466
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 132,789,486 |
Red Flags
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