Brian M. Price

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CRD#: 4746793

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Michael Price, CIMA® was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAME: LAK PAINTING; NOT INVESTMENT RELATED; 5270 FINDLEY, SHAWNEE, KS 66226; OWNER/MANAGER; MANAGEMENT OF PAINTING CREWS FOR INTERIOR AND EXTERIOR PAINTING; APPROX NUMBER OF HOURS WORKED: 20 PER MONTH; APPROX NUMBER OF TRADING HOURS - 0; COMPENSATION FOR THIS ACTIVITY IS EXPECTED TO EXCEED 10% OF REPRESENTATIVE'S ANNUAL INCOME, HOWEVER GIVEN THE NATURE OF THE ACTIVITY, WE DO NOT HAVE CONCERNS AT THIS TIME. WE DO NOT CHARACTERIZE THIS ACTIVITY AS AN OUTSIDE SECURITIES ACTIVITY AND, BASED ON THE INFORMATION PROVIDED AND REVIEWED, SHOULD NOT INTERFERE WITH OR OTHERWISE COMPROMISE THE REPRESENTATIVE'S RESPONSIBILITIES TO THE FIRM.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

June 5, 2017 - November 14, 2023

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

RIA

CRD#: 285213

OVERLAND PARK, KS

Past

June 5, 2017 - November 14, 2023

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

OVERLAND PARK, KS

Past

September 23, 2016 - May 1, 2017

COGNIOS CAPITAL, LLC

RIA

CRD#: 148361

LEAWOOD, KS

Past

September 16, 2016 - May 2, 2017

ALPS DISTRIBUTORS, INC.

CRD#: 16853

LEAWOOD, KS

Past

December 23, 2013 - May 19, 2016

SCOUT INVESTMENTS, INC.

RIA

CRD#: 111787

KANSAS CITY, MO

Past

December 23, 2013 - May 19, 2016

DISTRIBUTION SERVICES, LLC

CRD#: 25938

KANSAS CITY, MO

Past

September 22, 2006 - December 2, 2013

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

February 9, 2006 - December 2, 2013

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

May 27, 2005 - December 2, 2013

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

March 2, 2005 - June 13, 2005

STRAIGHTLINE

RIA

CRD#: 127401

OLATHE, KS

Past

January 10, 2005 - May 25, 2005

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

OLATHE, KS

Past

October 7, 2004 - May 25, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

OLATHE, KS

Past

October 7, 2004 - May 25, 2005

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

July 29, 2004 - October 8, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 8, 2004 - July 22, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

May 5, 2004 - July 22, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 5, 2004 - July 22, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

Current Firm

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

TORTOISE INVESTMENTS PARTNERS, LLC | TSEC INVESTMENTS, LLC | TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

CRD#: 285213 / SEC#: 801-108410

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Contact information

Main Address

6363 College Boulevard Suite 100a, Overland Park, KS 66211-1938

Mailing Address

Phone number

(913) 981-1020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

TORTOISEECOFIN INVESTMENTS PARTNERS DISCLOSURE BROCHURE (3/30/2023)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TORTOISEECOFIN SECURITIES, LLC

COGNIOS CAPITAL, LLC

ALPS DISTRIBUTORS, INC.

SCOUT INVESTMENTS, INC.

DISTRIBUTION SERVICES, LLC

IVY DISTRIBUTORS, INC.

WADDELL & REED

WADDELL & REED

STRAIGHTLINE

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2004

Current Firm

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

TRUST BUT VERIFY

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