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AW

Adeyemi A. Winfunke

FREQUENCY CAPITAL ADVISORS
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4746506
AW

Professional summary

Adeyemi A Winfunke, who also goes by Adeyemi Adebayo Winfunke, is a registered financial advisor currently at FREQUENCY CAPITAL ADVISORS, LLC located in Los Angeles, California.

Adeyemi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adeyemi has worked at 5 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Adeyemi Adebayo Winfunke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adeyemi A Winfunke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2008 - Present

FREQUENCY CAPITAL ADVISORS, LLC

Office #1: 1801 Century Park East 25th Fl, Los Angeles, CA 90067
RIA
CRD#: 147604
Los Angeles, CA
Past

October 22, 2007 - June 2, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
LOS ANGELES, CA
Past

October 12, 2007 - June 2, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
LOS ANGELES, CA
Past

April 25, 2006 - August 31, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
LOS ANGELES, CA
Past

August 13, 2004 - March 22, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

January 21, 2004 - August 9, 2004

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/19/2008)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/20/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 10/19/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/20/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FC
FREQUENCY CAPITAL ADVISORS, LLC
FREQUENCY CAPITAL ADVISORS, LLC

CRD#: 147604 / SEC#:

California
Registered Investment Advisory firm - (8/18/2008 Approved)
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Contact information

Main Address
1801 Century Park East 25th Fl, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 406-7849
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREQUENCY CAPITAL ADVISORS, LLC

CRD#: 147604Los Angeles, CA 90067

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